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Sar Investigations : The Complete BSA/AML Desktop Reference By Howard Steiner & Stephen L. Marini
eBook (ePub): $44.99
Finally there is a reference source that brings together all the available anti-money laundering and Bank Secrecy Act guidance and best practices for conducting suspicious activity report (SAR)... More > investigations. This book offers a treasure trove of information that will make your SAR process more efficient while simultaneously reducing compliance risk. The authors detail how to conduct suspicious activity investigations in a step-by-step manner and provide all the information you'll need to understand and identify a full range of financial crimes and schemes.< Less
Risk Assessment for Tribal Casinos By Howard Steiner & Stephen L. Marini
Paperback: $99.95
Prints in 3-5 business days
The Bank Secrecy Act (BSA) requires that designated financial institutions implement and maintain anti-money laundering (AML) programs. Tribal casinos have been designated as financial institutions... More > under the BSA since 1996, and the BSA regulations issued by the Treasury Department in 31 C.F.R. 103.64 prescribe the minimum standards for those programs. All tribal governments conducting or sponsoring gaming activities - whether for one night out of the year or throughout the year, whether in their primary place of operation or at remote sites - must be aware of the federal requirements associated with the Bank Secrecy Act. This workbook will allow the casino compliance officer to conduct and write a formal risk assessment that can serve as the basis for the casino's AML program.< Less
Risk Assessment for Tribal Casinos By Howard Steiner & Stephen L. Marini
eBook (PDF): $39.95
The Bank Secrecy Act (BSA) requires that designated “financial institutions” implement and maintain anti-money laundering (AML) programs. Tribal casinos have been designated as financial... More > institutions under the BSA since 1996, and the BSA regulations issued by the Treasury Department in 31 C.F.R. 103.64 prescribe the minimum standards for those programs. All tribal governments conducting or sponsoring gaming activities, whether for one night out of the year or throughout the year, whether in their primary place of operation or at remote sites, must be aware of the federal requirements associated with the Bank Secrecy Act.< Less
BSA/AML Training for MSBs - Unlimited Use Training Kit (English) By Howard Steiner & Stephen L. Marini
Paperback: $121.77
Prints in 3-5 business days
This training kit contains all the components you'll need to comply with the anti-money laundering training requirement of Section 352 of the USA PATRIOT Act! The kit contains a training log,... More > training presentation, twenty question test, answer key and certificate of completion. By purchasing this training kit, you are authorized to make unlimited copies for use within your own firm. Why spend a fortune on expensive training companies? This National Money Transmitters Association endorsed training syllabus is the most cost effective option on the market to deliver training to your firm's personnel. Topics covered include: -Definition of money laundering and terrorist financing -History of AML laws and regulations -Penalties associated with non-compliance -Steps required to comply with the laws and regulations -How to identify and report suspicious activity Record keeping requirements -OFAC and OFAC compliance -Examples of suspicious activities and reporting.< Less
Enhanced Due Diligence : The Complete BSA/AML Desktop Reference By Howard Steiner & Stephen L. Marini
eBook (PDF): $79.95
Finally, there is a one-stop Enhanced Due Diligence reference source! This book clearly presents methods for risk assessing customers and developing policies, procedures and controls for implementing... More > a sustainable AML enhanced due diligence compliance program. The book not only addresses risk models, risk categories and risk elements, but also provides detailed information regarding specific high risk customer types. "The Desktop Reference" contains sample EDD reviews and everything you need to develop and maintain your EDD program, train your staff, and reduce regulatory risk. This book also teaches how to risk assess different customer types, how to conduct customer on-boarding EDD, and how to conduct ongoing EDD reviews. Sample EDD reviews include those for: Cash Intensive Businesses, Charities and NGOs, Foreign Correspondent Banks, and Private Banking Customers. Also covered are: MSBs and NBFIs, Senior Foreign Political Figures, Non Resident Aliens, and generic high risk customer types.< Less
Enhanced Due Diligence - The Complete BSA/AML Desktop Reference By Howard Steiner & Stephen L. Marini
Hardcover: $99.95
Prints in 3-5 business days
Finally, there is a one-stop Enhanced Due Diligence reference source! This book clearly presents methods for risk assessing customers and developing policies, procedures and controls for implementing... More > a sustainable AML enhanced due diligence compliance program. The book not only addresses risk models, risk categories and risk elements, but also provides detailed information regarding specific high risk customer types. "The Desktop Reference" contains sample EDD reviews and everything you need to develop and maintain your EDD program, train your staff, and reduce regulatory risk. This book also teaches how to risk assess different customer types, how to conduct customer on-boarding EDD, and how to conduct ongoing EDD reviews. Sample EDD reviews include those for: Cash Intensive Businesses, Charities and NGOs, Foreign Correspondent Banks, and Private Banking Customers. Also covered are: MSBs and NBFIs, Senior Foreign Political Figures, Non Resident Aliens, and generic high risk customer types.< Less

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