Best Practice Series - Conducting AML Suspicious Activity Investigations

The Best Practice Series of books represent a leap forward in the presentation of vital BSA/AML compliance information. This installment presents a complete treatment of what constitutes unusual versus suspicious activities and how a financial institution investigator, compliance officer, etc. can conduct an investigation and determine whether a suspicious activity report (SAR) should be filed. Additional topics covered include: Alert assignments, methods for conducting investigations, considerations for review, and using the internet as a power user.